Regulatory

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Rathbones Engagement Policy

Rathbones have been working very closely with the Financial Reporting Council to refine and develop our approach to company engagement and Stewardship. Read more >>

The UK stewardship code

Download our procedures for engaging with, and intervening in, the management of the companies in which we invest. Read more >>

Sub Custodian relationships (UK)

National Westminster Bank Plc, Trustee and Depositary Services is the Depositary and Trustee of the Rathbone Unit Trust Management funds. It is responsible for the safekeeping of Scheme Property. The Depositary is permitted to delegate (and authorise its delegates to sub-delegate) the safekeeping o... Read more >>

Conflicts of Interest Policy

Asset management businesses are required, as part of their regulatory obligations, to identify potential and actual conflicts of interest which may arise during the course of undertaking regulated or ancillary activities, and have systems and procedures in place to manage or resolve such conflicts. Read more >>

Remuneration policy

We now organise remuneration on the basis that we need to align our interests with those of our clients. They key to this is ensuring the business and the investment managers have a stake in the future success of the company. For the front office this means ensuring that they are delivering excellen... Read more >>

Fund mergers complete

For information on the factors used in converting existing holdings to the post-merger holdings. Read more >>

Regulator approves fund mergers

The Financial Conduct Authority has granted approval of our fund merger plans. We are now writing to all unitholders involved with a view to gaining their approval at a meeting 8 July 2009. Read more >>

Positioning unit trust products for coming recovery

Subject to FCA and unitholder approval we propose to arrange the rationalisation of a the number of retail funds we manage by means of fund reconstructions. We will present a new product, the Rathbone Recovery Fund and offer a tax efficient and attractive alternative for investors in Rathbone Specia... Read more >>